All Episodes
Displaying 1 - 20 of 109 in total
Tips on Starting an NCUA Exam Efficiently
Tips on Starting an Exam Efficiently
Office of the Comptroller of the Currency's Semiannual Risk Perspective Spring 2025.
Show Notes: OCC Semiannual Risk Perspective Spring 2025Episode OverviewThis episode covers the Office of the Comptroller of the Currency's Semiannual Risk Perspective ...
FDIC's Consumer Compliance Supervisory Highlights for July 2025
Show Notes: FDIC Consumer Compliance Supervisory Highlights - July 2025Episode SummaryIn this episode, we break down the FDIC's latest Consumer Compliance Supervisory ...
NCUA Exam Alert: Risk Management Framework Essentials That Pass Exams
Hello, this is Samantha Shares. This podcast is educational and is not legal advice.Banking agencies have curtailed issuance of new guidance and regulations under the ...
Insider Dealing and Conflicts of Interest: NCUA's Letter to Credit Unions from 1986
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Fighting Payments Fraud: A Deep Look into Federal Banking Agencies' New Initiative
Episode: Fighting Payments Fraud - Federal Banking Agencies Launch Major InitiativeEpisode SummaryThree major federal banking agencies have joined forces to combat the...
NCUA's Civil Money Penalty Authorities and What You Need to Know
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Letters of Understanding and Agreement (LUAs)
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Preliminary Warning Letters: Per NCUA's National Supervision Policy Manual (NSPM)
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What Are NCUA's Enforcement Options and Philosophy?
Enforcement actions range from formal to informal, and minor to drastic. Today we discuss what NCUA's philosophy is in this regard.
What is NCUA's Authority to Remove Officials?
The Federal Credit Union Act allows NCUA to remove officials. We explain how.
NCUA's Supervisory Letter on Enterprise Risk Management
https://ncua.gov/regulation-supervision/letters-credit-unions-other-guidance/enterprise-risk-management-erm
Involuntary Liquidations: Why and How Does NCUA Do Them?
The National Credit Union Administration (NCUA) today liquidated Unilever Federal Credit Union of Englewood Cliffs, New Jersey. The NCUA made the decision to liquidate...
NCUA Reopens Public Comment on Succession Planning
Hello, this is Samantha Shares. This episode covers NCUA’s reopening the public comment period on two recently finalized rules that haven’t fully taken effect yet. Thi...
NCUA Releases Staff Message on the Current NCUA Board
NCUA Releases Staff Message on the Current NCUA Board
Understanding Conflicts of Interest in Asset Management (OCC)
Understanding Conflicts of Interest in Asset Management: Show NotesIn this episode, Samantha Shares explores the critical topic of conflicts of interest in asset manag...
OCC's Comptroller's Handbook booklet "Model Risk Management"
Show Notes: Model Risk Management (OCC Comptroller's Handbook) In this episode, Samantha Shares discusses the OCC's "Model Risk Management" handbook (Version 1.0, Aug...
Understanding the Capitalization of Unpaid Interest Into the Loan Balance
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Building Resilience: Contingency Funding Plans for Credit Unions
NCUA wants you to build a good contingency funding plan. We discuss their guidance on this important topic.
NCUA Board Member Tanya Otsuka Statement on the Decision to Remove Total Overdraft and Non-sufficient Fund Fee Data
Hello, this is Samantha Shares. This episode covers NCUA Board Member Tanya Otsuka Statement on the Decision to Remove Total Overdraft and Non-sufficient Fund Fee Data...
